Departments of 1Dermatology, and 2Otorhinolaryngology – Head and Neck Surgery, University of Groningen, University Medical Center Groningen (UMCG), Groningen, The Netherlands
There are straightforward guidelines for treatment of keratinocyte carcinoma (formerly known as non-melanoma skin cancer); however, there are no clear recommendations specifically for elderly patients. The aim of this review was to provide an overview of the current literature about the effect of patient characteristics, specifically life expectancy, frailty and comorbidity, on treatment decisions in elderly patients with keratinocyte carcinoma, by searching PubMed database. It was found that the literature is limited and based mostly on small retrospective studies. Therefore, it is difficult to give firm recommendations about how to treat elderly people who have keratinocyte carcinoma. A “one-size-fits-all” approach to this population is not sufficient: life expectancy and frailty need to be considered in the decision-making process regarding treatment for elderly people with keratinocyte carcinoma. Among the comorbidity scores, Adult-Comorbidity-Evaluation-27-index seems to have the best prognostic value. Prospective studies are needed to generate more individualized recommendations for this increasing and often vulnerable group.
Key words: keratinocyte carcinoma; elderly people; treatment; patient characteristics.
Accepted May 26, 2020; Epub ahead of print Jun 3, 2020
Acta Derm Venereol 2020; 100: adv00189.
Corr: Marjolijn S. Haisma, Department of Dermatology, University Medical Center Groningen, Hanzeplein 1, NL-9700 RB Groningen, The Netherlands. E-mail: firstname.lastname@example.org
This study collected data about the effect of patient characteristics (life expectancy, frailty and comorbidity) on treat-ment decisions in elderly people with keratinocyte carcinoma, by searching PubMed database. Literature about how patient characteristics affect treatment decision is sparse and is mostly based on small retrospective studies. Therefore, it is difficult to give firm recommendations. A “one-size-fits-all” approach to this population is not sufficient: life expectancy, frailty and comorbidities must be taken into account in the decision-making about treatment, and registered using a validated scoring system, especially before major treatment modalities.
UV radiation cumulatively damages the skin, and therefore non-melanoma skin cancer, currently termed “keratinocyte carcinoma” (KC), affects a significant number of patients with advanced age (1). In the Netherlands, for example, approximately half of the patients with basal cell carcinoma (BCC) were 70 years old or older and almost 3/4 of patients with squamous cell carcinoma (SCC) were 70 years or above (2). Confirming the theory of cumulative damage to the skin by UV radiation, KC occurs mostly in the sun-exposed head and neck region (2). This fact, together with the substantial increase in the elderly population, results in an excessive number of elderly patients with KC, especially in the head and neck area (KCHN).
There are straightforward clinical guidelines for the treatment of both BCC and SCC, and in some cases individualized treatment can be applied, as alternatives are given in case the first choice treatment is not applicable (3, 4). However, no clear recommendations are given for the increasing population of elderly people, who may benefit from a different approach than their younger counterparts.
The aim of the present review is to provide clinical recommendations on how to assess the most relevant patients’ characteristics, specifically in elderly patients with KC, after reviewing the literature on life expectancy, frailty and comorbidity. The effect of age on treatment outcomes and alternative treatment schedules for elderly patients are discussed in another review article (5).
A literature search was performed using PubMed database in March 2020. The following issues were systematically reviewed from the literature: life expectancy; frailty; and comorbidity.
A search term was created for each individual topic, as described in Table I. Full-text English manuscripts about KC and patient characteristics, especially in elderly people, were eligible for inclusion and have been retrieved, reviewed and checked for references by at least 2 authors.
Table I. Literature search method performed in PubMed
This section reviews literature regarding all relevant articles about the influence of limited life expectancy (LLE) on treatment decisions in elderly people with KC (the results are summarized in Table II).
Table II. Overview of literature on life expectancy
The most obvious difference between young and elderly patients with KC is their life expectancy. KC, especially BCC, but also SCC in early stage, is in most cases not life-threatening; therefore, a wait-and-see policy can be considered in vulnerable elderly patients with a short life expectancy. Esserman et al. (6) proposed the term “indolent lesion of epithelial origin” (IDLE), drawing attention to the danger of the overdiagnosis and overtreatment of cancer. KC is one of the targeted IDLEs, a candidate for change in terminology and to bring wait-and-see policy to the foreground, instead of surgery. These suggestions harmonize with the large prospective study by Linos et al. (7). Based on more than 1,500 cases of KC, this study showed that choice of surgery was not influenced by the patients’ prognosis, even after adjusting for tumour and patient characteristics. They suggest that clinicians consider less invasive treatment in patients with KC and LLE because of the low recurrence rates and high mortality rates unrelated to KC. On the other hand, these tumours can cause longer-term significant morbidity, such as pain and cosmetic or functional impairment, when left untreated, which may necessitate (major) treatment in a more advanced stage. In some cases, it is extremely difficult to make a proper prediction as to whether these patients live long enough to benefit from the treatment. This dilemma is often referred to as “time to benefit”.
Another more recent study by Linos et al. (8), which included 9,653 KC in patients aged ≥65 years, showed that type of treatment was not influenced by the patient’s life expectancy.
As emphasized in the review of Lubeek et al. (9), not only medical aspects, but also personal preferences of the patient and their family should be involved in the decision-making process, weighing potential benefits and risks of treatment in patients with a LLE. However, the definition of LLE is not straightforward and data on the prediction of life expectancy in KC patients based on comorbidity is inconsistent.
Charles et al. (10) found, in a retrospective study on nonagenarians undergoing Mohs micrographic surgery (MMS) for KC, that patients without comorbidities (measured by the Charlson Comorbidity Index; CCI) survived longer. On the contrary, another study which included patients of 90 years and older, did not find any association between CCI and survival and confirmed a substantial survival time of these patients without morbidity or mortality after surgery (11). Subsequently, a prospective study in patients with KC who were 80 years and older, found CCI to be a predictor of increased overall mortality (12). According to a recent study, the comorbidity indexes Adult Comorbidity Evaluation-27 (ACE-27) and age-adjusted CCI can predict LLE in the very elderly (≥85 years) (13). The different outcomes of these studies can be explained by the differences in the inclusion criteria (i.e. age, type of surgery), as highlighted by the study of MacFarlane & Goldberg (14).
Based on the above-mentioned studies, we can conclude that type of treatment does not seem to be influenced by LLE; however, it should be involved in the decision-making process.
Therefore, we recommend assessing life expectancy in elderly people, especially before major treatment is performed. Predicting life expectancy is complex; however, comorbidity (measured by ACE-27 or age-adjusted CCI) is an important factor in the very elderly and should therefore be considered. In case of LLE, minimal invasive treatment can be recommended. Nevertheless, the personal preferences of the patient and their family should always be considered in the decision-making process.
This section reviews literature regarding all relevant articles about the influence of frailty on treatment decisions in elderly with KC (results summarized in Table III).
Table III. Overview of literature on frailty
In recent decades, the concept of “frailty” has been widely investigated, reflecting a major impact on the physical state of a vulnerable patient by a minor stressor (15). A comprehensive geriatric assessment (CGA) is the current gold standard in detecting frailty by thoroughly screening for possible impairments in multiple domains of life in elderly patients. Functional, nutritional, cognitive and psychological state, social support and physical performance needs to be analysed (16). A CGA is time consuming and therefore not commonly used in clinical practice, especially for patients with KC. Several shorter screening instruments have been developed and tested in various patient cohorts, but their predictive value seems disappointing (17, 18).
The study by Bras et al. (19) primarily analysed the relation between frailty (measured by the Groningen Frailty Indicator, GFI) and postoperative complications, including, beside skin malignancies, also mucosal and salivary gland malignancies of the head and neck. No separate analysis was performed on patients with skin cancer. The total GFI score was not predictive for complications; however, its dimension “health problems” was related to complications. Other predictors of complications were advanced tumour stage and prolonged surgery. The study also analysed the subjective experiences of the recovery by the patients and the surgeons. Interestingly, frail patients experienced more often difficult recovery, but the surgeon often underestimated this. Based on this study, it is not possible to evaluate the role of frailty screening in elderly patients with KC.
A recent study by De Vries et al. (20) prospectively analysed the value of geriatric assessment for predicting postoperative complications in patients undergoing surgery for cutaneous head and neck malignancies. This study identified the Geriatric 8 (G8) frailty screener as the strongest independent predictor of postoperative complications. However, almost three-quarter of the patients were scored as frail according to this test, questioning the value of this frailty screener in daily practice.
In another recent study of patients diagnosed with KC undergoing excision and reconstructive surgery, frailty was scored using the FRAIL scale, which includes 5 items: fatigue, resistance, ambulation, illnesses and loss of weight. In this study, FRAIL was a significant predictor of surgical complications and mortality. Using different cut-off values for complication grade, FRAIL scores were associated with adverse surgical outcomes (21).
From our literature search, it can be concluded that frailty is under-reported in studies on KC and in current clinical guidelines.
The lack of literature and limited integration of frailty-related items in current guidelines is also emphasized in 2 reviews about skin cancer in elderly people, stating that frailty is under-reported in studies on skin cancer (22) and in clinical practice guidelines (23). The integration of frailty-related items into clinical practice guidelines may stimulate a more personalized approach (tailored treatment) of the frail older patients with KC (23, 24).
Frailty tests seem to have a clinical value in predicting postoperative complications and mortality; however, data is conflicting and depending on the applied screening tool. G8 and “FRAIL scale” seems to have such a predictive value.
Therefore, assessment of frailty in elderly people is recommended before major treatment, and this may help in the prediction of treatment outcome. Furthermore, it may also play a role in the pretreatment optimization (prehabilitation) of patients; however, there is no data on this issue in dermato-oncology. More prospective studies are needed to evaluate the role of different frailty screeners and CGA items in dermato-oncology patients.
This section presents literature regarding all relevant articles about the influence of comorbidity on treatment decisions in elderly patients with KC, among which a systematic review about comorbidity indices used in patients with KC (25) (results summarized in Table IV).
Table IV. Overview of literature on comorbidity
It is known that both the number and severity of comorbidities are increasing with age. This finding has already been verified in patients with KC (26). Inflammatory bowel disease (IBD), rheumatoid arthritis (RA), extra-cutaneous malignancies, solid organ transplantation, alcohol consumption and various skin disorders were significantly more often observed in patients with BCC compared with patients without BCC. Smoking and obesity do not seem to be risk factors for BCC (27). Furthermore, older people (≥ 60 years) with diabetes mellitus (DM) had increased incidence rates of KC compared with patients without DM (28).
The systematic review by Connolly et al. (25) aimed to identify comorbidity instruments used in the KC population and prefers comorbidity instead of age in treatment decision-making. The most commonly used comorbidity score is the CCI, followed by ACE-27 and American Society of Anesthesiologists risk classification system (ASA score). This review concludes that there are only small and heterogeneous studies available. ACE-27 seems to be superior to the other scoring systems, as it analyses the most conditions and at the same time allows for comorbidity grading. However, larger studies are needed to judge its real value.
There is a correlation between comorbidity and postoperative complications; however, it is not obvious whether comorbidity scores could be used as predictive instruments to forecast treatment-related adverse events. One of these studies, by Chossat et al. (29), investigated the morbidity and mortality associated with (plastic) surgical treatment of BCC in patients aged >75 years. They found, among others, that patients with one or more comorbidity, long-term use of anticoagulant treatment and age >85 years were more likely to have major complications after surgery. In another, previously discussed, study, comorbidity score (CCI) was used as one of the factors that defined LLE and higher incidences of complications were observed in the group of patients with LLE (7). In a prospective study including 633 patients treated for KC, comorbidity (measured by CCI) was found to be a predictor for post-treatment quality of life (QoL) (measured by Skindex 16). However, tumour factors and age were not prognostic for QoL change (30). Harmonizing with these findings, a recent retrospective study including 927 KC found that patients having ≥ 4 comorbidities were significantly more likely to receive no treatment (31).
In contrast, several other studies found that the complication rate after treatment of KC was not different between young and elderly patients with more comorbidities, suggesting that (surgical) treatment is safe in this group, despite the higher comorbidity rate in elderly patients (26, 32, 33).
A different question is whether advanced age or multi-comorbidity influence treatment decision. Lubeek et al. (34) found that comorbidity (measured by CCI) and high age (≥ 80 years) did not have a significant influence on guideline-adherence in both BCC and SCC. Similarly, the study by Linos et al. (8) confirmed that comorbidity status (measured by CCI), together with advanced age, functional status and life expectancy did not influence the choice of treatment in patients with KC. In this study, for example, no significant difference was found in the treatment rate of MMS between patients who died within one year after treatment and patients who lived longer (15% vs 17%, respectively).
In conclusion, CCI is the most commonly used comorbidity score in elderly patients with KC; however, ACE-27 seems to be superior, based on a systematic literature search. Studies are contradictory regarding the influence of comorbidities on complication rate and treatment decision.
We recommend registering comorbidities according to one of the validated comorbidity scores, especially before major treatment. More and larger prospective studies are needed to evaluate the prognostic value of different comorbidity scores.
The “one-size-fits-all” approach to the elderly patients with KC is not sufficient; beside tumour characteristics, life expectancy, frailty and comorbidities have to be considered. Therefore, it s recommended that these items are registered before treatment according to one of the validated scoring systems, especially before major treatment modalities.
As seen in the present review, literature data is sparse; therefore, prospective studies including elderly patients with KC are needed to draw firmer clinical recommendations and to reach a consensus, in order to avoid improper treatment of this increasing and potentially vulnerable patient group.